美國萬利資產管理有限公司
Money Concepts Asset Management Limited 

PERSHING LLC

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Pershing LLC

創新的遺產


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 www.pershing.com


BNY Mellon 世界級「財富增值」離岸平臺 

 Pershing 是美國紐約梅隆銀行集團的全資附屬公司。美國紐約梅隆銀行集團於2007年由歷史悠久的美國紐約銀行及梅隆金融公司合併成為全球其中壹間實力雄厚的金融機構。美國紐約梅隆銀行集團是全球首屈壹指的證券服務商,以高效率及妥善的服務享負盛名。截至2017331日,Pershing運營的資產總值已經超過20億美元,遠高於美國證券交易委員會(SEC)的要求。Pershing服務於國際性的金融機構,是全球最大的資產管理公司之壹。


Pershing是所有美國主要證券交易所的成員,亦是法蘭克福、愛爾蘭和倫敦證券交易所的成員之壹。除此之外,Pershing旗下總共有超過52,500名經驗豐富的行政人員衷誠為您服務。其行政人員在超過170個行業委員會中擁有超過250個核心會員資格。


1939年成立以來,Pershing壹直以創新的概念為客戶提供高品質、全面的金融服務。

 

Pershing美國證券投資者保護基金®SIPC ®的機構成員之壹。因此,您戶口的證券受到高$50萬美元的保護(其中$25萬美元可用於保護等待再投資的現金)。有關詳情,請前往www.sipc.org查看請註意,SIPC不保護任何因市場波動造成的虧損。

 

除了SIPC的保護,PershingLloyd's of London,聯同其他保險公司合作,提供超過 SIPC限額覆蓋。請註意,此超出 SIPC限額政策定於20111210日到期。超出 SIPC限額覆蓋,保護由Pershing和其總部位於倫敦的子公司Pershing Securities Limited保管的資產如下: 

• 符合條件的證券損失,總上限$10億美元(所有客戶戶口合計)

• 等待再投資現金損失,每個客戶的上限為$190萬美元(在總虧損上限$10億美元內 

 

超出 SIPC限額覆蓋不保護因市場波動造成的虧損更多有關Lloyd's of London的信息請查看www.lloyds.com。超出 SIPC限額覆蓋索賠只限於壹旦罕有地Pershing財務失敗,及只限於由SIPC所界定的Pershing LLC戶口或者由Financial Services Compensation Scheme (FSCS) 所界定的Pershing Securities

美國紐約梅隆銀行的全資附屬公司

1939 年成立,擁有70多年全球領先的證券服務經驗,服務超過1,600 多家金融機構及投資顧問公司

為超過 550 萬位投資者提供世界級託管及結算服務,以高效並妥善的服務享負盛名

受美國金融同業的大力推崇,由 Dalbar 評選並獲得「最佳客戶綜合結算表」的榮譽稱號

託管及處理的資產總值高達 1 萬億美元*

 

*信息最後更新 20/06/2018


Pershing LLC

 

A Heritage of Innovation

 

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  www.pershing.com


Pershing LCC is a wholly owned subsidiary of The Bank of New York Mellon Corporation, established in 2007 by the merger of Mellon Financial Corporation and the Bank of New York Company, Inc. The Bank of New York Mellon Corporation (found in 1784, one of the oldest banks in USA) is a leading asset management and securities services company, providing highly efficient and state-of-the-art facilities.  


As of March 31, 2017, Pershing operated with total net capital of $2.0 billion well above the minimum required by the Securities Exchange Commission (SEC). Pershing serves global financial organizations and is one of the world’s largest financial asset custodians.


Pershing LLC (NYSE/FINRA/SIPC) is a member of every major U.S. securities exchange and its international affiliates are members of the Frankfurt, Dublin, and London Stock Exchanges.

With a strong presence on the New York Stock Exchange, American Stock Exchange, and major exchanges worldwide, Pershing commands a powerful industry presence. Their team consists of more than 52,500 experienced people who are highly focused on supporting clients’ needs. Pershing executives hold over 250 leadership positions in approximately 170 industry committees. Since 1939, Pershing has been using innovative technology solutions to provide the highest quality comprehensive financial services and value-added products to their clients.


Securities Investor Protection Corporation (SIPC®) Coverage

Pershing is a member of the SIPC, which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Explanatory brochure available upon request or at sipc.org.


Excess of SIPC Coverage Through Underwriters at Lloyd's and Other Commercial Insurers

In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits from certain underwriters in Lloyd's insurance market and other commercial insurers. The excess of SIPC coverage is valid through February 10, 2019, for Pershing LLC accounts. It provides the following protection for Pershing LLC's global client assets:

· An aggregate loss limit of $1 billion for eligible securities—over all client accounts

· A per-client loss limit of $1.9 million for cash awaiting reinvestment—within the aggregate loss limit of $1 billion


SIPC and the excess of SIPC coverage do not protect against loss due to market fluctuation.

An excess of SIPC claim would only arise if Pershing failed financially and client assets for covered accounts—as defined by SIPC—cannot be located due to theft, misplacement, destruction, burglary, robbery, embezzlement, abstraction, failure to obtain or maintain possession or control of client securities, or to maintain the special reserve bank account required by applicable rules.

· A wholly owned subsidiary of BNY Mellon

· Founded in 1939 with more than 70 years of experience in securities, serving over 1,600 financial  institutions and investment consultant companies

· Providing highly efficient custody and state-of-the-air financial services for more than 5.5 million investors

· Highly recognized in U.S. financial industry, and awarded The Best Customer Brokerage Statement by Dalbar

· Has US$1 trillion in assets under custody and administration*


          *last update 20/06/2018